Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Torres is a financial advisor with ThinkEquity LLC, a firm that is registered with the Securities and Exchange Commission (SEC). Christopher Torres has been in the financial industry for over 6 months. Christopher Torres is licensed to sell securities in 53 states. In addition to the Series 66, Series 63, Series 7, and SIE exams, Christopher Torres is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/10/2023 - Present
Thinkequity LLC (NEW YORK NY)
NY
10/12/2022 - 01/18/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/04/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/11/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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