Unclaimed
Christopher Bagby is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Fidelity Brokerage Services LLC and holds a Series 63, Series 24, Series 8, Series 7TO, SIE, Series 7 and Series 6 license. Christopher is also registered in 51 states. Christopher was previously registered with Fidelity Investments Institutional Services Company, Inc. and Fidelity Distributors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/09/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
RI
07/29/2003 - 10/21/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
10/17/1996 - 07/24/2001
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
07/22/1993 - 10/17/1996
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
BC
Issued 08/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 12/06/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/08/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/28/2021
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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