Unclaimed
Christopher Williams is an investment advisor representative with Empower Advisory Group, LLC. Christopher has been in the financial services industry since May 2009. Christopher is registered with FINRA and the SEC and has passed the Series 6, Series 7, Series 63, and Series 65 exams. Christopher has a broad range of experience in financial services, including investment banking, private equity, and wealth management. Christopher is passionate about helping clients achieve their financial goals and believes that a strong client relationship is the foundation of a successful financial plan. Christopher works with individuals, families, and businesses to develop customized financial plans that address their unique needs. Christopher is a member of the National Association of Personal Financial Advisors (NAPFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
07/13/2016 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
IN
11/13/2009 - 09/10/2013
PNC INVESTMENTS (NOBLESVILLE IN)
IN
04/06/2009 - 11/13/2009
NATCITY INVESTMENTS, INC. (WESTFIELD IN)
IA
Issued 07/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/11/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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