Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Todd Wagner is a registered representative with UBS Financial Services Inc., licensed to provide financial advice in California, Nevada, and Texas. He began his financial career in 1986 and has experience with multiple firms including Credit Suisse Securities (USA) LLC, Lehman Brothers Inc., and J.P. Morgan Securities Inc. Christopher holds Series 3, 4, 7, 63, and 66 licenses. He provides financial advice to a range of clients, including individuals, corporations, and charitable organizations. He focuses on providing financial planning, portfolio management, pension consulting, and educational seminars to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NV
11/23/2015 - Present
UBS Financial Services Inc. (RENO NV)
CA
09/17/2008 - 12/17/2015
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
CA
05/03/2002 - 09/24/2008
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
NY
02/01/2000 - 05/31/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
05/21/1986 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NJ
02/24/1993 - 04/15/1998
LEWCO SECURITIES CORP. (JERSEY CITY NJ)
BOTH
Issued 03/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/1986
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2003
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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