Unclaimed
Christopher Hoover is a financial advisor at Northwestern Mutual Investment Services, LLC. Christopher has been in the industry since March 2009 and holds the Series 6, 7, 63, and 65 licenses, as well as the SIE exam. Christopher's current registration is with the state of North Carolina. Christopher's practice focuses on providing investment research, referrals to other advisors, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
04/11/2013 - Present
Northwestern Mutual Investment Services, LLC (WINSTON SALEM NC)
IA
Issued 03/22/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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