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Christopher Todd Hargis

LPL Financial LLC

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About Christopher Todd Hargis

Christopher Todd Hargis is a registered representative with LPL Financial LLC, having been with the firm since September 2007. Christopher holds a Series 66 license, and Series 7 and SIE licenses. Previously, Christopher worked with PRIMEVEST FINANCIAL SERVICES, INC. from January 2003 to September 2007. Christopher's experience in the financial industry spans over two decades, starting in August 2001 at COMMUNITY TRUST BANK. Christopher's areas of expertise include, but are not limited to, portfolio management for individuals and businesses, financial planning, and pension consulting.

Firm Information

Christopher Hargis is currently registered with LPL Financial LLC. LPL Financial LLC is a Limited Liability Company formed in 2010 and headquartered in Fort Mill, South Carolina. It provides advisory services including financial planning, pension consulting, and portfolio management for individuals and businesses. The firm manages over $463 billion in assets for a variety of clients, including high-net-worth individuals, corporations, pension plans, and charitable organizations. LPL Financial is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
LPL Financial LLC

1055 LPL WAY

FORT MILL, SC 29715

$463.48B

Assets Under Management

168,915

Total Clients

21,775

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Hargis’s Registration & Firm History

KY

09/27/2023 - Present

LPL Financial LLC (LEXINGTON KY)

KY

01/29/2003 - 09/05/2007

PRIMEVEST FINANCIAL SERVICES, INC. (DANVILLE KY)

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Licenses & Designations

BOTH

Issued 07/25/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/28/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Todd Hargis. Review regulatory record here.
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