Unclaimed
Christopher Todd Hargis is a registered representative with LPL Financial LLC, having been with the firm since September 2007. Christopher holds a Series 66 license, and Series 7 and SIE licenses. Previously, Christopher worked with PRIMEVEST FINANCIAL SERVICES, INC. from January 2003 to September 2007. Christopher's experience in the financial industry spans over two decades, starting in August 2001 at COMMUNITY TRUST BANK. Christopher's areas of expertise include, but are not limited to, portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
09/27/2023 - Present
LPL Financial LLC (LEXINGTON KY)
KY
01/29/2003 - 09/05/2007
PRIMEVEST FINANCIAL SERVICES, INC. (DANVILLE KY)
BOTH
Issued 07/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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