Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tod Smith is a financial advisor with over 23 years of experience in the industry. Christopher has been registered with Raymond James & Associates, Inc. since February 2015. Before joining Raymond James, Christopher worked at Morgan Stanley and Citigroup Global Markets Inc. Christopher holds Series 7, 63, and 66 licenses. Christopher specializes in providing financial planning, investment management, and other advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/12/2015 - Present
Raymond James & Associates, Inc. (DECATUR AL)
AL
06/01/2009 - 02/27/2015
MORGAN STANLEY (DECATUR AL)
AL
12/04/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DECATUR AL)
AL
01/17/2000 - 12/21/2007
A. G. EDWARDS & SONS, INC. (FLORENCE AL)
BOTH
Issued 08/27/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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