Unclaimed
Christopher Timothy Ball is a securities professional with over 10 years of experience in the financial industry. Christopher has a strong background in investment banking, having passed the Series 79TO and Series 62 exams. Christopher has also worked with Brockett Tamny & Co. Incorporated and South Lake Avenue Securities Corporation. Christopher is currently registered with Criticalpoint Partners LLC as a registered representative. Christopher is dedicated to providing clients with comprehensive financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/27/2022 - Present
Criticalpoint Partners LLC (EL SEGUNDO CA)
CA
09/16/2015 - 10/31/2022
BA SECURITIES, LLC (MANHATTAN BEACH CA)
CA
12/07/2011 - 08/25/2015
BROCKETT TAMNY & CO. INCORPORATED (LOS ANGELES CA)
CA
03/31/2010 - 09/24/2010
SOUTH LAKE AVENUE SECURITIES CORPORATION (PASADENA CA)
BC
Issued 09/20/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2010
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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