Unclaimed
Christopher Thomson is a financial advisor with over 16 years of experience in the financial services industry. Christopher is registered with the state of Florida as a Broker-Dealer and Investment Advisor Representative. Christopher currently works with Kovack Advisors, Inc., a firm headquartered in Fort Lauderdale, Florida. Previously, Christopher has worked with a variety of financial firms such as SPIRE SECURITIES, LLC, Ladenburg Thalmann & Co. Inc., Securities America, Inc., Investcorp, Inc. and Sanford C. Bernstein & Co., LLC. Christopher holds a Series 63, 65, 7, 24, SIE, and 99TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/08/2024 - Present
Kovack Advisors, Inc. (Fort Lauderdale FL)
FL
08/17/2021 - 04/30/2024
SPIRE SECURITIES, LLC (Fort Lauderdale FL)
NY
11/06/2020 - 08/02/2021
LADENBURG THALMANN & CO. INC. (NEW YORK NY)
FL
07/09/2020 - 10/20/2020
SECURITIES AMERICA, INC. (MIAMI FL)
FL
07/23/2020 - 09/22/2020
INVESTACORP, INC. (MIAMI FL)
FL
09/24/2010 - 07/17/2020
INVESTACORP, INC. (MIAMI FL)
FL
11/09/2006 - 07/07/2009
SANFORD C. BERNSTEIN & CO., LLC (WEST PALM BEACH FL)
FL
03/22/2006 - 05/31/2006
AMERIPRISE FINANCIAL SERVICES, INC. (BOCA RATON FL)
NY
02/06/2004 - 05/13/2004
S.W. BACH & COMPANY (PORT WASHINGTON NY)
IA
Issued 01/21/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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