Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Thompson is a financial advisor with Cetera Investment Advisers LLC, a firm with over 6,600 registered representatives and 5,900 investment advisory personnel. Christopher has been a registered representative for over 17 years. Christopher holds the Series 63, Series 65, and Series 7 licenses, as well as the SIE. He is registered with the state of Connecticut and Texas and holds an active Broker-Dealer (BC) and Investment Advisor (IA) license. Christopher has a strong background in financial planning and portfolio management for businesses and individuals. Christopher has previously been affiliated with Tower Square Securities, Inc., MetLife Securities Inc., and Cetera Advisor Networks LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (CROMWELL CT)
CT
12/07/2007 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (CROMWELL CT)
CT
05/23/2007 - 12/18/2007
METLIFE SECURITIES INC. (WETHERSFIELD CT)
CT
06/30/2006 - 05/25/2007
TOWER SQUARE SECURITIES, INC. (UNIONVILLE CT)
IA
Issued 2/9/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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