Unclaimed
Christopher Thompson is an investment advisor representative with Cetera Investment Advisers LLC. Christopher has been in the financial industry for over 17 years and has a strong track record of providing comprehensive financial planning and investment management services. Christopher holds the Series 63, Series 65, and Series 7 licenses. Christopher is registered in 28 states and the District of Columbia. Christopher has a strong understanding of the financial markets and is committed to helping his clients achieve their financial goals. Christopher has experience working with individuals, families, businesses, and retirement plans. Christopher has a strong focus on providing personalized financial advice to his clients. Christopher is a dedicated financial professional who is committed to providing excellent service to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (CROMWELL CT)
CT
12/07/2007 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (CROMWELL CT)
CT
05/23/2007 - 12/18/2007
METLIFE SECURITIES INC. (WETHERSFIELD CT)
CT
06/30/2006 - 05/25/2007
TOWER SQUARE SECURITIES, INC. (UNIONVILLE CT)
IA
Issued 02/09/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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