Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Zappala is a financial advisor associated with LPL Financial LLC. Christopher has been in the financial industry since 1999. Christopher is licensed in California. Christopher has Series 4, 7, 24, 63 and 65 licenses. Christopher is also a registered representative of LPL Financial LLC. Christopher offers a variety of financial services, including financial planning, pension consulting and portfolio management. Christopher's background includes previous work for UVEST Financial Services Group, Inc., LINSCO/Private Ledger Corp. and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/08/2009 - Present
LPL Financial LLC (SAN DIEGO CA)
NC
03/23/2007 - 05/17/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
CA
06/17/1999 - 02/21/2007
LINSCO/PRIVATE LEDGER CORP. (SAN DIEGO CA)
NJ
03/11/1998 - 08/14/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 04/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2001
Series 4 - Registered Options Principal Examination
BC
Issued 08/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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