Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wells has been a financial professional since 2010. Christopher is currently registered with Charles Schwab & Co., Inc. and has previously been registered with several other firms including Investment Financial Corporation, Investment Centers of America, Inc., SII Investments, Inc., National Planning Corporation, and Curian Clearing, LLC. Christopher is a licensed securities professional holding multiple licenses, including Series 7, 63, 65, 66, 24, and 53. Christopher is a financial advisor who offers financial planning and investment management services through Charles Schwab.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
IL
02/11/2019 - Present
Charles Schwab & CO., Inc. (Chicago IL)
WI
05/12/2016 - 09/10/2018
INVEST FINANCIAL CORPORATION (APPLETON WI)
WI
05/12/2016 - 09/10/2018
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
05/12/2016 - 09/10/2018
SII INVESTMENTS, INC. (APPLETON WI)
CO
10/16/2012 - 09/10/2018
NATIONAL PLANNING CORPORATION (DENVER CO)
CO
08/21/2015 - 03/24/2016
CURIAN CLEARING, LLC (DENVER CO)
CA
01/05/2009 - 05/26/2011
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BOTH
Issued 1/10/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 7/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 6/17/2016
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 9/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/3/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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