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Christopher Thomas Vines

Independent Financial Group, LLC

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About Christopher Thomas Vines

Christopher Vines is a financial advisor with Independent Financial Group, LLC, based in Birmingham, Alabama. Christopher has been working in the financial services industry since 2007. Christopher's previous experience includes positions with ProEquities, Inc., Securities America, Inc., Lincoln Financial Securities Corporation, MetLife Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lincoln Financial Advisors Corporation, and Sterne Agee Financial Services, Inc. Christopher holds a Series 7, Series 24 and Series 66 license. Christopher is a Registered Investment Advisor Representative and provides financial planning and portfolio management services to individuals, businesses, and pension and profit-sharing plans.

Firm Information

Christopher Vines is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Vines’s Registration & Firm History

AL

10/18/2019 - Present

Independent Financial Group, LLC (BIRMINGHAM AL)

AL

01/05/2017 - 09/26/2019

PROEQUITIES, INC. (BIRMINGHAM AL)

AL

12/01/2015 - 01/05/2017

SECURITIES AMERICA, INC. (Mountain Brk AL)

AL

11/21/2013 - 10/27/2015

SECURITIES AMERICA, INC. (BIRMINGHAM AL)

AL

09/01/2011 - 11/22/2013

LINCOLN FINANCIAL SECURITIES CORPORATION (BIRMINGHAM AL)

AL

03/23/2010 - 08/02/2011

METLIFE SECURITIES INC. (BIRMINGHAM AL)

AL

07/24/2008 - 04/28/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BIRMINGHAM AL)

AL

10/08/2007 - 07/07/2008

LINCOLN FINANCIAL ADVISORS CORPORATION (BIRMINGHAM AL)

AL

07/27/2007 - 09/25/2007

STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)

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Licenses & Designations

BOTH

Issued 08/10/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/28/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Christopher Thomas Vines. Review regulatory record here.
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