Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tucker has been working in the financial services industry since 1995. Christopher is currently registered with PNC Capital Markets LLC and is licensed to sell securities in 49 states. Christopher was previously registered with Wachovia Capital Markets, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp., First Clearing Corporation and Bear, Stearns & Co. Inc. Christopher is a Series 7, Series 53, Series 63, Series 79 and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
07/27/2006 - Present
PNC Capital Markets LLC (Berwyn PA)
NC
07/01/2003 - 06/13/2006
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
09/28/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MO
03/27/1998 - 06/03/1998
FIRST CLEARING CORPORATION (ST. LOUIS MO)
NY
12/08/1994 - 11/18/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 12/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2013
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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