Unclaimed
Christopher Smith is a financial professional with over 10 years of experience in the industry. Christopher is registered with Harris Williams and is licensed to conduct business in Virginia. Christopher holds the Series 63, Series 24, Series 79 and SIE licenses. Christopher is an active member of the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
11/23/2011 - Present
Harris Williams (RICHMOND VA)
BC
Issued 11/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Christopher Smith is the right advisor for you? Invested Better is here to help.