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Christopher Thomas Smith

Harris Williams

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About Christopher Thomas Smith

Christopher Smith is a financial professional with over 10 years of experience in the industry. Christopher is registered with Harris Williams and is licensed to conduct business in Virginia. Christopher holds the Series 63, Series 24, Series 79 and SIE licenses. Christopher is an active member of the financial services industry.

Firm Information

Christopher Smith is currently registered with Harris Williams. Harris Williams is a Limited Liability Company that was formed in 2006. The firm is registered in 38 states and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

270

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Smith’s Registration & Firm History

VA

11/23/2011 - Present

Harris Williams (RICHMOND VA)

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Licenses & Designations

BC

Issued 11/18/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Thomas Smith.
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