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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Smith is a financial advisor with Janney Montgomery Scott LLC, a firm with offices in Philadelphia, PA and Columbia, SC. Christopher has been in the securities industry since 1996 and has a broad range of experience. Christopher has held licenses and registrations in several states, and has worked with a variety of clients, including individuals, corporations, charitable organizations, and pension and profit-sharing plans. Christopher is dedicated to helping clients achieve their financial goals, and has a strong understanding of investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
SC
11/13/2017 - Present
Janney Montgomery Scott LLC (COLUMBIA SC)
SC
07/13/2006 - 06/11/2013
STEPHENS (COLUMBIA SC)
SC
02/21/2006 - 07/18/2006
CITIGROUP GLOBAL MARKETS INC. (COLUMBIA SC)
MD
09/12/2003 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
06/29/1999 - 09/16/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
05/08/1997 - 07/02/1999
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
MO
03/05/1997 - 05/13/1997
EISNER SECURITIES, INC. (ST. LOUIS MO)
GA
07/26/1996 - 03/05/1997
CENTENNIAL CAPITAL MANAGEMENT, INC. (ATLANTA GA)
IA
Issued 05/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/11/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/25/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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