Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Thomas Simmons is a financial professional with over 28 years of experience in the financial services industry. Christopher is currently registered with Nylife Distributors LLC, a broker-dealer firm, and has a Series 6, Series 26, and SIE license. Christopher has held previous positions with UBS Global Asset Management (US) Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Prudential Investment Management Services LLC, and Nylife Distributors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/24/2004 - Present
Nylife Distributors LLC (Jersey City NJ)
NY
12/18/2002 - 03/09/2004
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NJ
08/25/1999 - 12/11/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
10/24/1997 - 07/22/1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
06/28/1994 - 08/12/1997
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
BC
Issued 02/09/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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