Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Thomas Seefeldt is a financial advisor with over 40 years of experience in the industry. Christopher has been registered with RBC Capital Markets, LLC since 2010 and has a Series 7, Series 63, Series 65 and SIE licenses. Christopher has previously worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., S.C. Parker & Co., Inc., L. F. Rothschild, Unterberg, Towbin, E. F. Hutton & Company Inc, Shearson/American Express Inc., Thomson McKinnon Securities Inc., Shearson Loeb Rhoades Inc., and First Jersey Securities, Inc.. Christopher is a registered investment advisor in New York and Texas and is also a licensed broker-dealer in several other states. Christopher specializes in providing financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/31/2017 - Present
RBC Capital Markets, LLC (WILLIAMSVILLE NY)
NY
06/01/2009 - 04/14/2010
MORGAN STANLEY SMITH BARNEY (WILLIAMSVILLE NY)
NY
02/11/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WILLIAMSVILLE NY)
NY
04/08/1983 - 02/15/1994
S.C. PARKER & CO., INC. (WILLIAMSVILLE NY)
NA
04/08/1983 - 04/08/1983
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
11/23/1982 - 02/19/1983
E. F. HUTTON & COMPANY INC
NA
04/01/1982 - 11/04/1982
SHEARSON/AMERICAN EXPRESS INC.
NA
02/12/1981 - 04/05/1982
THOMSON MCKINNON SECURITIES INC.
NA
05/05/1980 - 01/31/1981
SHEARSON LOEB RHOADES INC.
NA
03/21/1980 - 04/09/1980
FIRST JERSEY SECURITIES, INC.
IA
Issued 02/04/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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