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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Thomas Ruggiero is a Registered Investment Advisor (RIA) with over 20 years of experience in the financial services industry. Christopher Thomas Ruggiero is currently registered in Florida and New Jersey. Christopher Thomas Ruggiero is a Managing Member of Ruggiero Investments. Christopher Thomas Ruggiero provides financial planning, portfolio management, and retirement planning services to individuals, businesses, and charitable organizations. Christopher Thomas Ruggiero is also a Registered Principal of the firm. Christopher Thomas Ruggiero is a Registered Representative of Ruggiero Investments. Christopher Thomas Ruggiero holds a Series 65 and Series 63 license. Christopher Thomas Ruggiero has been active in the industry since 2003. Ruggiero Investments has been in business since 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
11/15/2019 - Present
Ruggiero Investments (WEST PALM BEACH FL)
NY
07/16/2020 - 05/11/2023
SW FINANCIAL (MELVILLE NY)
NY
01/03/2017 - 10/03/2018
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
01/02/2015 - 08/16/2016
CAPITAL ONE INVESTING, LLC (MELVILLE NY)
NY
10/28/2013 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (NEW YORK NY)
NY
08/27/2012 - 10/30/2013
E*TRADE SECURITIES LLC (GARDEN CITY NY)
NY
10/26/2010 - 08/21/2012
TD AMERITRADE, INC. (MELVILLE NY)
NY
04/28/2010 - 10/05/2010
WOODSTOCK FINANCIAL GROUP, INC. (FARMINGDALE NY)
NY
12/08/2005 - 04/08/2010
CHASE INVESTMENT SERVICES CORP. (BELLMORE NY)
FL
04/29/2004 - 04/20/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
02/10/2003 - 04/27/2004
HARRISON SECURITIES, INC. (PORT WASHINGTON NY)
IA
Issued 12/28/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/24/2016
Series 4 - Registered Options Principal Examination
BC
Issued 12/30/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
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