Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Thomas Miller is a registered representative with Emerson Equity LLC and has been in the financial services industry since 2002. Christopher Thomas Miller is a registered Investment Advisor Representative in California. He is also registered to provide investment advice in 17 states. Christopher Thomas Miller holds the Series 63, Series 65, Series 7, Series 31, SIE, and 99TO securities licenses. Christopher Thomas Miller has previously worked at Sandlapper Securities, LLC, Allied Beacon Partners, Inc., American Beacon Partners, Inc., Private Asset Group, Inc., Financial Advisers of America, LLC, Girard Securities, Inc., Midpoint Financial Services, Inc., MCL Financial Group, Inc., and NNN Capital Corp. Christopher Thomas Miller specializes in providing financial planning, portfolio management for individuals and businesses, and other investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/20/2019 - Present
Emerson Equity LLC (Tustin CA)
CA
02/02/2012 - 03/21/2019
SANDLAPPER SECURITIES, LLC (TUSTIN CA)
CA
02/22/2011 - 02/02/2012
ALLIED BEACON PARTNERS, INC. (TUSTIN CA)
WI
06/21/2010 - 02/22/2011
AMERICAN BEACON PARTNERS, INC. (EAU CLAIRE WI)
CA
06/04/2009 - 04/27/2010
PRIVATE ASSET GROUP, INC. (TUSTIN CA)
CA
02/20/2009 - 06/04/2009
FINANCIAL ADVISERS OF AMERICA, LLC (TUSTIN CA)
CA
06/13/2008 - 02/23/2009
GIRARD SECURITIES, INC. (TUSTIN CA)
CA
05/07/2007 - 07/24/2008
MIDPOINT FINANCIAL SERVICES, INC. (TUSTIN CA)
CA
01/26/2004 - 05/23/2007
MCL FINANCIAL GROUP, INC. (SANTA ANA CA)
CA
01/10/2003 - 10/04/2003
NNN CAPITAL CORP. (SANTA ANA CA)
NY
01/02/2000 - 04/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/25/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 12/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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