Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Thomas Mayes has been in the financial industry since 1983 and is a registered representative with Calton & Associates, Inc. Christopher is a highly experienced advisor who holds a wide range of licenses, including Series 3, 7, 24, 27, 52TO, 53, 63, 99TO, and SIE. Christopher has specialized experience in 1, 2, 4, 5, and 6. Christopher is also registered in both New Mexico and Texas and has a long history of advising a wide range of clients, including individuals, corporations, and trusts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
05/06/2015 - Present
Calton & Associates, Inc. (Marble Falls TX)
TX
08/12/1996 - 05/05/2015
CAPROCK SECURITIES, INC. (MANCHACA TX)
OK
08/29/1991 - 07/29/1996
T.J. THOMPSON & ASSOCIATES, INC. (OKLAHOMA OK)
NA
12/24/1986 - 10/22/1991
HARRISON MAYES SECURITIES, INCORPORATED
NA
06/21/1985 - 05/12/1986
TEXAS CAPITAL MARKETS GROUP, INC.
NA
06/15/1983 - 03/11/1985
KIDDER, PEABODY & CO. INCORPORATED
NA
10/24/1980 - 11/25/1981
RAUSCHER PIERCE REFSNES, INC.
BC
Issued 10/29/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/31/1986
Series 24 - General Securities Principal Examination
BC
Issued 10/24/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1984
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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