Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Latta is a financial advisor who has been in the industry since August 21, 2008. Christopher is currently registered with Regions Securities LLC and has also previously been registered with Wells Fargo Securities LLC, Wachovia Capital Markets LLC and FIDUS SECURITIES, LLC. Christopher is licensed to conduct business in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/16/2021 - Present
Regions Securities LLC (Charlotte NC)
NC
12/11/2017 - 09/24/2019
FIDUS SECURITIES, LLC (CHARLOTTE NC)
NC
06/05/2009 - 01/10/2012
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
07/01/2003 - 05/09/2008
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/06/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BC
Issued 01/04/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2017
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/05/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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