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Christopher Thomas Genovese

Advisors Asset Management, Inc.

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About Christopher Thomas Genovese

Christopher Genovese is a financial advisor with Advisors Asset Management, Inc., with over 30 years of experience in the industry. Christopher has a wide range of experience and expertise, including investment banking, securities, and investment advisory services. Christopher is also a registered principal and has held various leadership positions throughout his career. Currently, Christopher is registered in 38 states and the District of Columbia.

Firm Information

Christopher Genovese is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Genovese’s Registration & Firm History

NY

12/16/2008 - Present

Advisors Asset Management, Inc. (MELVILLE NY)

NY

07/09/1997 - 02/02/2001

STOEVER, GLASS & COMPANY INC. (NEW YORK NY)

NY

08/22/1996 - 06/25/1997

SMITH BARNEY INC. (NEW YORK NY)

NY

09/22/1992 - 09/11/1996

STOEVER, GLASS & COMPANY INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/11/2006

Series 66 - Uniform Combined State Law Examination

IA

Issued 02/08/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2002

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/09/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/21/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Christopher Thomas Genovese. Review regulatory record here.
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