Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Freeze is a financial advisor with over 22 years of experience in the financial services industry. He currently works at Nuveen Securities, LLC, a firm with a broad range of investment products and services. Previously, Christopher Freeze has held positions at several other prominent firms including TCG Securities, L.L.C., Credit Suisse Securities (USA) LLC, Credit Suisse Private Advisors AG, American International Securities, Inc., Citigroup Global Markets Inc. and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/10/2022 - Present
Nuveen Securities, LLC (New York NY)
NY
10/26/2011 - 09/16/2020
TCG SECURITIES, L.L.C. (NEW YORK NY)
NY
11/27/2007 - 09/23/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NA
07/13/2005 - 01/13/2010
CREDIT SUISSE PRIVATE ADVISORS AG (ZURICH )
NY
12/09/2003 - 01/21/2005
AMERICAN INTERNATIONAL SECURITIES, INC. (NEW YORK NY)
NY
10/16/2000 - 04/28/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/13/1997 - 11/02/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 11/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/15/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/10/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/23/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/16/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1999
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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