Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Fenton is a financial advisor with LPL Financial LLC based in Rhinebeck, New York. Christopher has been in the financial services industry since May 1986 and has a broad range of experience. Previously, Christopher has worked for firms such as M&T Securities, Inc., PRUCO Securities Corporation and First Investors Corporation. Christopher is a CERTIFIED FINANCIAL PLANNER™ professional. Christopher is registered in 27 states for both broker-dealer and investment advisor activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/30/2021 - Present
LPL Financial LLC (RHINEBECK NY)
NY
11/13/1997 - 06/09/2021
M&T SECURITIES, INC. (RHINEBECK NY)
NJ
09/02/1987 - 12/03/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/02/1987 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
04/08/1986 - 07/14/1987
FIRST INVESTORS CORPORATION
BC
Issued 04/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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