Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Thomas DeSantis is a financial advisor with Stifel, Nicolaus & Company, Inc.. Christopher is a registered representative with FINRA and holds Series 7 and Series 63 licenses. Christopher has been in the industry since March 9, 2013. Prior to joining Stifel, Nicolaus & Company, Inc., Christopher worked at Piper Sandler & Co., Sterne, Agee & Leach, Inc., Stormharbour Securities LP and Maxim Group LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/31/2023 - Present
Stifel, Nicolaus & Company, Inc. (NEWPORT BEACH CA)
CA
01/05/2022 - 02/07/2023
PIPER SANDLER & CO. (LOS ANGELES CA)
NY
12/13/2012 - 03/13/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
12/02/2009 - 11/13/2012
STORMHARBOUR SECURITIES LP (NEW YORK NY)
NY
02/22/2006 - 10/07/2009
MAXIM GROUP LLC (NEW YORK NY)
BC
Issued 01/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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