Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Baumgarten is a Registered Representative with Harris Williams in RICHMOND, VA. Christopher has been in the industry since July 2022. Christopher is currently registered with FINRA and holds the Series 79TO and Series 63 licenses, in addition to the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
07/25/2022 - Present
Harris Williams (RICHMOND VA)
BC
Issued 05/20/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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