Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tesi is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with Citigroup Global Markets Inc. and has been a registered representative since August 2015. Prior to joining Citigroup Global Markets Inc., Christopher worked for several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Stifel, Nicolaus & Company, Incorporated and Legg Mason Wood Walker, Incorporated. Christopher has a broad range of experience in the financial services industry, including securities trading, portfolio management, and financial planning. Christopher holds several securities licenses, including Series 7, Series 24, Series 55, Series 63, and Series 57TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/13/2015 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
11/01/2010 - 05/11/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/20/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
MO
12/01/2005 - 05/04/2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MD
02/14/2000 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
01/29/1994 - 06/21/1995
THE OAKFORD CORPORATION (NEW YORK NY)
NY
09/18/1992 - 04/21/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
05/21/1992 - 06/18/1992
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BC
Issued 10/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2008
Series 4 - Registered Options Principal Examination
BC
Issued 04/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/17/2000
Series 25 - NYSE Trading Assistant Examination
BC
Issued 05/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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