Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tarui is a financial professional with over 10 years of experience in the industry. Currently, Christopher is registered with T. Rowe Price Investment Services, Inc. Christopher holds the Series 3, 7, 24, and 63 licenses. Christopher has previously been employed with PIMCO INVESTMENTS LLC and KKR CAPITAL MARKETS LLC. Christopher is registered in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MD
06/08/2021 - Present
T. Rowe Price Investment Services, Inc. (BALTIMORE MD)
CA
01/24/2018 - 05/14/2021
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
NY
10/13/2016 - 08/03/2017
KKR CAPITAL MARKETS LLC (NEW YORK NY)
CA
02/14/2011 - 06/01/2011
PIMCO INVESTMENTS LLC (NEWPORT BEACH CA)
CA
07/11/2006 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BC
Issued 11/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/15/2008
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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