Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tam is a financial professional with over 10 years of experience in the industry. Currently, Christopher works as a registered representative at Charles Schwab & Co., Inc. Prior to joining Charles Schwab & Co., Inc., Christopher worked at TD Ameritrade, Inc. and LPL Financial LLC. Christopher holds the Series 7, Series 63, Series 57TO, and SIE licenses. Christopher is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/18/2022 - Present
Charles Schwab & CO., Inc. (WESTLAKE TX)
CA
02/27/2014 - 01/18/2022
TD AMERITRADE, INC. (SAN DIEGO CA)
SC
01/01/2013 - 03/10/2014
LPL FINANCIAL LLC (FORT MILL SC)
BC
Issued 05/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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