Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tai Hippisley coxe is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with City National Securities, Inc. Christopher is a licensed broker-dealer and investment advisor representative. Christopher has a broad range of experience and holds multiple licenses and designations including Series 7, 24, 53, 55, 63, 65, and SIE. Christopher has extensive experience in portfolio management for individuals, businesses, and charitable organizations. Christopher specializes in providing financial planning and investment advice to a variety of clients. Christopher is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
1
2
CA
03/31/2015 - Present
City National Securities, Inc. (LOS ANGELES CA)
CA
10/02/2009 - 12/02/2014
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
MA
03/25/2008 - 11/12/2009
ASSOCIATED SECURITIES CORP. (BOSTON MA)
CA
12/12/2006 - 03/28/2008
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
CA
08/23/2006 - 11/15/2006
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
09/03/1999 - 07/05/2006
TD AMERITRADE, INC. (SAN DIEGO CA)
IA
Issued 03/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/09/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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