Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ponte is a financial advisor with over 19 years of experience in the financial services industry. Christopher Ponte is currently registered with Citigroup Global Markets Inc. in New Jersey and New York. Christopher Ponte has also held positions at several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., J.P. Morgan Securities Inc., Chase Investment Services Corp., and Pruco Securities, LLC. Christopher Ponte is a licensed financial advisor who has passed the Series 7, Series 66 and SIE exams. Christopher Ponte's specializations include portfolio management for individuals and businesses, financial planning, pension consulting, security ratings, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
10/23/2009 - 04/09/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/10/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
11/16/2006 - 12/18/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/09/2005 - 11/17/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
11/25/2003 - 01/03/2005
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 01/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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