Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher T. Paugh is a financial advisor with J.P. Morgan Securities LLC, a leading financial services firm. Christopher has over 20 years of experience in the financial services industry. Prior to joining J.P. Morgan Securities LLC, Christopher worked at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Christopher specializes in providing financial advice to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/25/2014 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
07/09/2009 - 02/14/2014
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
02/10/2009 - 07/13/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
02/09/2009 - 07/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/20/2003 - 02/09/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/23/1998 - 11/07/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/23/1998 - 07/02/1998
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 04/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1999
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Paugh is the right advisor for you? Invested Better is here to help.
