Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Swindle is a registered representative with TD Securities (usa) LLC. Christopher has been in the financial services industry since 2001. Christopher is also a registered representative with Cowen and Company and Wedbush Securities Inc. Christopher holds Series 7, SIE, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/07/2024 - Present
TD Securities (usa) LLC (SAN FRANCISCO CA)
CA
03/31/2011 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
CA
03/06/2009 - 03/16/2011
WEDBUSH SECURITIES INC. (SAN FRANCISCO CA)
CA
03/30/2001 - 07/08/2009
PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Christopher Swindle is the right advisor for you? Invested Better is here to help.
