Unclaimed
Christopher Sweat Abbott is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Richmond, Virginia. Christopher has been working in the securities industry since 2001. Christopher has experience with Merrill Lynch, Pierce, Fenner & Smith Inc. and previous experience with BANC OF AMERICA INVESTMENT SERVICES, INC., TRAVELERS EQUITIES SALES, INC., METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RICHMOND VA)
VA
05/06/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RICHMOND VA)
NA
04/04/1986 - 05/27/1987
TRAVELERS EQUITIES SALES, INC.
NA
05/21/1984 - 12/19/1985
METLIFE SECURITIES INC.
NA
05/21/1984 - 12/16/1985
METROPOLITAN LIFE INSURANCE COMPANY
BOTH
Issued 05/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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