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Christopher Stormont Dodd

Nylife Securities LLC

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About Christopher Stormont Dodd

Christopher Dodd is a financial professional associated with Nylife Securities LLC. Christopher Dodd is registered with FINRA and holds the Series 6TO and SIE licenses. Christopher Dodd began working in the securities industry on June 20, 2022.

Firm Information

Christopher Dodd is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Dodd’s Registration & Firm History

PA

06/20/2022 - Present

Nylife Securities LLC (Moosic PA)

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Licenses & Designations

BC

Issued 06/20/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Stormont Dodd. Review regulatory record here.
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