Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Stockstrom is a financial professional with over 13 years of experience in the industry. Christopher currently works at MML Investors Services, LLC, serving clients in both Polk City, IA and Springfield, MA. Before joining MML Investors Services, LLC, Christopher worked at Principal Securities, Inc. for over 5 years. Christopher has held several positions at various firms, including Cetera Advisor Networks LLC, Girard Securities, Inc., Investors Capital Corp., Summit Brokerage Services, Inc., VSR Financial Services, Inc., and Cetera Financial Specialists LLC. Christopher is registered to provide investment advice in Iowa and is a registered representative in Iowa. Christopher has passed several professional exams, including the Series 66, Series 53, Series 24, Series 99TO, Series 52TO, SIE, and Series 7. Christopher offers a range of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IA
12/19/2022 - Present
MML Investors Services, LLC (POLK CITY IA)
IA
07/21/2017 - 12/15/2022
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
02/27/2009 - 06/27/2017
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
07/10/2015 - 01/25/2016
GIRARD SECURITIES, INC. (WEST DES MOINES IA)
IA
07/10/2015 - 01/25/2016
INVESTORS CAPITAL CORP. (WEST DES MOINES IA)
IA
07/10/2015 - 01/25/2016
SUMMIT BROKERAGE SERVICES, INC. (West Desmoines IA)
IA
07/10/2015 - 01/25/2016
VSR FINANCIAL SERVICES, INC. (West Des Moines IA)
IA
05/11/2012 - 01/25/2016
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
03/05/2009 - 01/25/2016
CETERA ADVISORS LLC (W DES MOINES IA)
CT
03/05/2009 - 02/01/2010
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
BOTH
Issued 12/21/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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