Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Stockstrom is a financial professional with over 13 years of experience in the financial services industry. Christopher is currently registered with MML Investors Services, LLC and has been with the firm since December 2022. Prior to joining MML Investors Services, LLC, Christopher worked at Principal Securities, Inc. for 5 years. Christopher has a strong background in providing financial advice and investment management services to individuals, families and businesses. He holds a Series 7, 24, 52, 53, 66 and SIE licenses. Christopher is committed to providing his clients with personalized financial planning and investment strategies to help them achieve their financial goals.
POLK CITY, IA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
IA
12/19/2022 - Present
MML Investors Services, LLC (POLK CITY IA)
IA
07/21/2017 - 12/15/2022
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
02/27/2009 - 06/27/2017
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
07/10/2015 - 01/25/2016
GIRARD SECURITIES, INC. (WEST DES MOINES IA)
IA
07/10/2015 - 01/25/2016
INVESTORS CAPITAL CORP. (WEST DES MOINES IA)
IA
07/10/2015 - 01/25/2016
SUMMIT BROKERAGE SERVICES, INC. (West Desmoines IA)
IA
07/10/2015 - 01/25/2016
VSR FINANCIAL SERVICES, INC. (West Des Moines IA)
IA
05/11/2012 - 01/25/2016
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
03/05/2009 - 01/25/2016
CETERA ADVISORS LLC (W DES MOINES IA)
CT
03/05/2009 - 02/01/2010
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
BOTH
Issued 12/21/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/23/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 7/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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