Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Stimming has been in the financial industry since 1996. Christopher is currently registered with Morgan Stanley and has prior experience with J.P. Morgan Securities LLC. Christopher has a diverse background in providing financial planning, pension consulting, and educational seminars. Christopher specializes in providing portfolio management services for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
05/06/2022 - Present
Wealthpenn.comllc (Houston TX)
TX
10/01/2012 - 05/06/2022
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
05/11/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
07/07/2009 - 05/22/2012
BARCLAYS CAPITAL INC. (HOUSTON TX)
TX
06/01/2009 - 07/08/2009
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HOUSTON TX)
TX
08/26/2004 - 04/02/2007
MORGAN STANLEY DW INC. (HOUSTON TX)
NY
04/27/2004 - 09/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
GA
03/17/1998 - 04/16/2004
AMVESCAP SERVICES, INC. (ATLANTA GA)
TX
10/23/1997 - 12/31/1997
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
GA
08/26/1997 - 09/20/1997
INVESCO SERVICES, INC. (ATLANTA GA)
TX
02/15/1996 - 02/25/1997
INVESCO FUNDS GROUP, INC. (HOUSTON TX)
NA
08/15/1995 - 01/12/1996
BANK SOUTH INVESTMENT SERVICES, INC.
IA
Issued 12/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/8/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/28/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 8/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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