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Christopher Stewart Davis

Nuveen Securities, LLC

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About Christopher Stewart Davis

Christopher Stewart Davis is a financial advisor with over 25 years of experience in the financial industry. Christopher has worked with several firms including BlackRock Investments, LLC, FAM Distributors, Inc., and Morgan Stanley Distribution, Inc. Christopher is currently a registered representative with Nuveen Securities, LLC and holds a Series 6, 7, 24, and 63 licenses. Christopher's career began in 1998 and he currently has an active license to sell securities in Illinois, New Jersey, and Pennsylvania.

Firm Information

Christopher Davis is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Davis’s Registration & Firm History

NJ

05/21/2014 - Present

Nuveen Securities, LLC (PRINCETON NJ)

NY

09/29/2006 - 05/20/2014

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NY

10/12/2004 - 09/29/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

02/05/1998 - 06/17/2004

MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/19/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2006

Series 7 - General Securities Representative Examination

BC

Issued 02/04/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Stewart Davis.
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