Unclaimed
Christopher Stewart Davis is a financial advisor with over 25 years of experience in the financial industry. Christopher has worked with several firms including BlackRock Investments, LLC, FAM Distributors, Inc., and Morgan Stanley Distribution, Inc. Christopher is currently a registered representative with Nuveen Securities, LLC and holds a Series 6, 7, 24, and 63 licenses. Christopher's career began in 1998 and he currently has an active license to sell securities in Illinois, New Jersey, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/21/2014 - Present
Nuveen Securities, LLC (PRINCETON NJ)
NY
09/29/2006 - 05/20/2014
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
10/12/2004 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
02/05/1998 - 06/17/2004
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
BC
Issued 02/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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