Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ramos is a financial professional with over 12 years of experience in the industry. Christopher is currently registered with Mizuho Securities USA LLC, holding Series 3, 7, 63, and 99TO licenses. Christopher is registered in New Jersey. Christopher began their career in the industry on June 20, 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/21/2010 - Present
Mizuho Securities USA LLC (ISELIN NJ)
BC
Issued 04/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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