Unclaimed
Christopher Steven Franta is a financial professional with over 14 years of experience in the financial services industry. Currently, Christopher is a registered representative with Franklin Distributors, LLC. Previously, Christopher was a registered representative with Franklin Templeton Financial Services Corp. and Franklin/Templeton Distributors, Inc. Christopher holds the Series 3, 7, and 66 licenses and the SIE exam. Christopher is registered to provide securities services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/07/2021 - Present
Franklin Distributors, LLC (Chicago IL)
CA
06/19/2018 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
01/11/2011 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
CA
09/05/2008 - 10/28/2010
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BOTH
Issued 03/14/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2016
Series 3 - National Commodity Futures Examination
BC
Issued 09/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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