Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cafici is a financial advisor with J.P. Morgan Securities LLC. Christopher has been in the financial services industry since August 2010. Christopher is licensed to provide financial advice in 49 states and the District of Columbia. Christopher has a Series 7, Series 63, Series 66, Series 79, and SIE license. Christopher's previous employers include Chase Investment Services Corp., Hunter Wise Securities, LLC, American Capital Partners, LLC, and Charles Vista LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/03/2015 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/08/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NORTH BABYLON NY)
CA
12/03/2010 - 08/23/2011
HUNTER WISE SECURITIES, LLC (IRVINE CA)
NY
07/01/2010 - 11/09/2010
AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)
NY
11/04/2009 - 06/10/2010
CHARLES VISTA LLC (NEW YORK NY)
BOTH
Issued 07/15/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/07/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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