Unclaimed
Christopher Yuknek is an investment advisor representative with Robert W. Baird & Co. Inc. in Stamford, Connecticut. Christopher has been in the securities industry since April 1996. Christopher is a Series 7, Series 55, Series 57TO, and Series 63 licensed professional. Christopher previously worked at Electronic Brokerage Systems, LLC, Prudential Equity Group, LLC, ABN AMRO Incorporated, PaineWebber Incorporated, and Cantor Fitzgerald & Co.. Christopher holds a current Series 7 license through FINRA and holds licenses with the following states: California, Colorado, Connecticut, Florida, Georgia, Illinois, Iowa, Kansas, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, Texas, Utah, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CT
02/01/2010 - Present
Robert W. Baird & Co. Inc. (STAMFORD CT)
NY
07/22/2008 - 11/13/2008
ELECTRONIC BROKERAGE SYSTEMS, LLC (NEW YORK NY)
NY
08/31/2000 - 06/20/2007
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
CT
10/29/1997 - 07/07/2000
ABN AMRO INCORPORATED (STAMFORD CT)
NJ
08/23/1995 - 01/31/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/11/1995 - 08/08/1995
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
02/01/1993 - 04/17/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 02/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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