Unclaimed
Christopher Pilalas is a financial advisor with UBS Financial Services Inc. He is a registered representative in Texas. Christopher has been in the financial industry since 1975. He has a diverse background in financial services and has worked with various firms over the years. His expertise includes various financial services, such as portfolio management for individuals and businesses, financial planning, and pension consulting. Christopher is dedicated to providing personalized financial guidance to help individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
04/03/2007 - Present
UBS Financial Services Inc. (BOSTON MA)
NY
06/22/1981 - 04/03/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/25/1975 - 06/30/1981
E. F. HUTTON & COMPANY INC
IA
Issued 07/08/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/1982
Series 12 - NYSE Branch Manager Examination
BC
Issued 11/12/1981
Series 4 - Registered Options Principal Examination
BC
Issued 10/19/1981
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1982
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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