Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Stephen Oconnor is a financial professional with over 30 years of experience in the financial services industry. Christopher has held positions at several prominent firms, including Bear, Stearns & Co. Inc., J.P. Morgan Securities Inc., and CS First Boston Corporation. Christopher is currently registered with Oppenheimer & Co. Inc. as a Registered Representative and Investment Advisor Representative. Christopher is licensed in all 50 states and holds Series 3, 7, 24, 52TO, 53, 55, 57TO, 72, 79TO, 99TO and SIE licenses. Christopher has a wide range of experience in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
02/15/2022 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
05/22/2019 - 02/08/2022
STONEX FINANCIAL INC. (NEW YORK NY)
NY
12/05/2017 - 01/25/2019
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
FL
12/02/2016 - 12/07/2017
INCAPITAL DISTRIBUTORS LLC (BOCA RATON FL)
FL
11/07/2012 - 12/07/2017
INCAPITAL LLC (BOCA RATON FL)
NY
03/01/2012 - 11/07/2012
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
04/28/2009 - 02/02/2012
STORMHARBOUR SECURITIES LP (NEW YORK NY)
NY
06/10/1997 - 06/17/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
09/23/1994 - 09/12/1995
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/11/1991 - 09/08/1994
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NY
09/25/1989 - 10/19/1990
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
NY
11/25/1987 - 06/14/1989
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 11/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/30/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/06/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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