Unclaimed
Christopher Meier is a financial advisor with RBC Capital Markets, LLC. Christopher has been in the industry since July 1998, with prior experience at Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, and other firms. Christopher is a Registered Representative and Investment Adviser Representative in North Dakota, Tennessee and Texas. Christopher holds a Series 6, 7, 24, 26, 63 and 65. Christopher specializes in providing financial services for individuals, corporations, pension plans, pooled investment vehicles and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ND
10/14/2022 - Present
RBC Capital Markets, LLC (FARGO ND)
ND
01/03/2011 - 10/19/2022
WELLS FARGO CLEARING SERVICES, LLC (BISMARCK ND)
ND
10/28/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (FARGO ND)
WI
08/29/2003 - 10/17/2003
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
08/23/1999 - 09/16/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
10/27/1998 - 11/04/1999
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MN
07/13/1998 - 10/30/1998
LIFEUSA SECURITIES, INC. (MINNEAPOLIS MN)
IA
Issued 01/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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