Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Legg is a financial professional with over two decades of experience in the financial services industry. Christopher has a strong background in investment banking and securities trading. Christopher is currently registered with Fnex Capital, LLC and holds Series 7, 79 and SIE licenses. Christopher is also registered in Massachusetts and New York. Christopher is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/03/2018 - Present
Fnex Capital, LLC (Boston MA)
NY
01/19/2001 - 10/24/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
12/09/1997 - 12/12/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/20/1995 - 04/04/1996
S.G. WARBURG & CO. INC. (NEW YORK NY)
BC
Issued 06/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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