Unclaimed
Christopher Dooley is a financial advisor with Hightower Advisors, LLC. Christopher Dooley has been in the financial industry since 2006. Christopher Dooley holds the Series 7 and Series 66 securities licenses, and the SIE. Christopher Dooley has been registered with the state of Massachusetts since 2022 and is currently active. Previously, Christopher Dooley was employed by Charles Schwab & Co., Inc., TD Ameritrade, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
10/25/2022 - Present
Hightower Advisors, LLC (CHICAGO IL)
MA
04/07/2016 - 10/10/2019
CHARLES SCHWAB & CO., INC. (Chestnut Hill MA)
MA
03/31/2008 - 03/31/2016
TD AMERITRADE, INC. (BURLINGTON MA)
MA
03/15/2006 - 11/19/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
BOTH
Issued 03/30/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
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