Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Stala is a financial advisor with over 25 years of experience in the industry. Christopher is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with Morgan Stanley, Buckman, Buckman & Reid, Inc., Terranova Capital Equities, Inc, American Capital Partners, LLC, MetLife Securities Inc., KPMG Corporate Finance LLC, Greenfield Capital Partners LLC, SG Cowen Securities Corporation, Dresdner Kleinwort Benson North America LLC, Dresdner Securities (USA) Inc. and Salomon Brothers Inc. Christopher is a licensed Series 66, Series 63, Series 24, Series 79TO, SIE, Series 3, and Series 7 advisor. Christopher is licensed to provide investment advisory services in California, Connecticut, Delaware, District of Columbia, Florida, Maine, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas and Vermont. Christopher specializes in portfolio management for individuals, businesses and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/01/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (POUGHKEEPSIE NY)
NY
02/13/2018 - 09/17/2019
MORGAN STANLEY (KINGSTON NY)
NJ
05/09/2016 - 01/23/2018
BUCKMAN, BUCKMAN & REID, INC. (LITTLE SILVER NJ)
NY
04/09/2010 - 02/04/2016
TERRANOVA CAPITAL EQUITIES, INC (NEW YORK NY)
NY
06/17/2009 - 03/02/2010
AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)
NY
04/14/2009 - 06/09/2009
METLIFE SECURITIES INC. (MELVILLE NY)
NY
11/28/2005 - 12/08/2008
KPMG CORPORATE FINANCE LLC (NEW YORK NY)
CT
01/07/2003 - 08/02/2005
GREENFIELD CAPITAL PARTNERS LLC (RIDGEFIELD CT)
NY
07/14/1997 - 05/28/2002
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
12/17/1996 - 06/13/1997
DRESDNER KLEINWORT BENSON NORTH AMERICA LLC (NEW YORK NY)
NY
05/22/1995 - 12/17/1996
DRESDNER SECURITIES (USA) INC. (NEW YORK NY)
NY
09/29/1992 - 04/10/1995
SALOMON BROTHERS INC. (NEW YORK NY)
BOTH
Issued 02/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2001
Series 3 - National Commodity Futures Examination
BC
Issued 09/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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