Unclaimed
Christopher Sargent is a financial advisor based in Bethesda, Maryland. Christopher has been working in the financial industry for over 35 years and has experience with a range of firms, including Prudential Securities Incorporated, Thomson McKinnon Securities Inc, and Wells Fargo Clearing Services, LLC. Christopher currently works for Sargent Investment Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
09/21/2018 - Present
Sargent Investment Group (BETHESDA MD)
DC
07/01/2003 - 08/07/2018
WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)
NY
08/25/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/17/1970 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 04/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1977
PC - AMEX Put and Call Exam
BC
Issued 10/05/1966
Series 1 - Registered Representative Examination
Active
Inactive
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